Method and apparatus for resuming rrc connection in cu-du division scenario

ABSTRACT

Provided are a method for resuming, by a distribution unit (DU) of a base station, a radio resource control (RRC) connection in a wireless communication system, and an apparatus for supporting the same. The method may comprise the steps of: receiving, from a terminal, an RRC connection resume request message; transmitting, to a central unit (CU) of the base station, an initial uplink (UL) RRC message transfer message including the RRC connection resume request message; receiving, from the CU, a UE context setup request message including a list of radio bearers to be set up; and transmitting, to the CU, the UE context setup response message including a list of established radio bearers.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application is a continuation of U.S. application Ser. No.16/635,463, filed on Jan. 30, 2020, which is a National Stageapplication under 35 U.S.C. § 371 of International Application No.PCT/KR2018/008620, filed on Jul. 30, 2018, which claims the benefit ofU.S. Provisional Applications No. 62/538,773, filed on Jul. 30, 2017,No. 62/566,344, filed on Sep. 30, 2017, and Korean Patent ApplicationNo. 10-2018-0088366, filed on Jul. 30, 2018. The disclosures of theprior applications are incorporated by reference in their entirety.

BACKGROUND OF THE DISCLOSURE Field of the Disclosure

The present disclosure relates to a wireless communication system and,more particularly, to a method for a distributed unit (DU) of a basestation to resume an RRC connection and an apparatus supporting the samein a scenario where a central unit (CU) and the DU of the base stationare split.

Related Art

In order to meet the demand for wireless data traffic, which has beenincreasing since the commercialization of a 4th-generation (4G)communication system, there are ongoing efforts to develop enhanced 5thgeneration (5G) communication systems or pre-5G communication systems.For the reasons, the 5G communication system or pre-5G communicationsystem is called the beyond 4G network communication system or postlong-term evolution (LTE) system.

SUMMARY OF THE DISCLOSURE

A DU of a base station can set up only part of a requested RB and/or UEcontext. In this case, a UE needs to know which RB is resumed orrejected by the base station. When there is no information about whichRB is rejected by the DU of the base station, the UE may consider thatall suspended RBs are resumed by the base station, which may cause amismatch in RB between the DU of the base station and the UE. However,the DU of the base station does not host an RRC protocol and thus cannotdirectly indicate to the UE which RB is rejected. Thus, a CU of the basestation needs to report information about an RB successfully resumedand/or an RU not resumed among the suspended RBs to the UE on the basisof a bearer and/or UE context set up by the DU of the base station.

According to one embodiment, there is provided a method for adistributed unit (DU) of a base station to resume an RRC connection in awireless communication system. The method may include: receiving an RRCconnection resume request message from a user equipment (UE);transmitting an initial uplink RRC message transfer message includingthe RRC connection resume request message to a central unit (CU) of thebase station; receiving a UE context setup request message including alist of a radio bearer to be set up from the CU; and transmitting a UEcontext setup response message including a list of an established radiobearer to the CU.

According to another embodiment, there is provided a distributed unit(DU) of a base station for resuming an RRC access in a wirelesscommunication system. The DU may include: a memory; a transceiver; and aprocessor to connect the memory and the transceiver, wherein theprocessor may be configured to control the transceiver to: receive anRRC connection resume request message from a user equipment (UE);transmit an initial uplink RRC message transfer message including theRRC connection resume request message to a central unit (CU) of the basestation; receive a UE context setup request message including a list ofa radio bearer to be set up from the CU; and transmit a UE context setupresponse message including a list of an established radio bearer to theCU.

A UE can efficiently set up a suspended RB and/or UE context.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows LTE system architecture to which the present disclosure maybe applied.

FIG. 2 shows a control plane of a radio interface protocol of an LTEsystem to which the present disclosure may be applied.

FIG. 3 shows a user plane of a radio interface protocol of an LTE systemto which the present disclosure may be applied.

FIG. 4 shows a structure of a 5G system to which the present disclosuremay be applied.

FIG. 5 shows a wireless interface protocol of a 5G system for a userplane to which the present disclosure may be applied.

FIG. 6 shows a split-type gNB deployment (centralized deployment)scenario to which the present disclosure may be applied.

FIG. 7 illustrates a problem that may occur when a UE notifies a networkof still being reachable within an RNA using a periodic RNAU.

FIG. 8A and FIG. 8B illustrate a procedure for resuming an RRCconnection according to one embodiment of the present disclosure.

FIG. 9A and FIG. 9B illustrate a procedure for resuming an RRCconnection according to one embodiment of the present disclosure.

FIG. 10A and FIG. 10B illustrate a procedure of omitting UE contextsetup in a procedure for resuming an RRC connection according to oneembodiment of the present disclosure.

FIG. 11 illustrates a procedure of omitting UE context setup in aprocedure for resuming an RRC connection according to one embodiment ofthe present disclosure.

FIG. 12 is a block diagram illustrating a method for a DU of a basestation to resume an RRC connection according to one embodiment of thepresent disclosure.

FIG. 13 is a block diagram illustrating a wireless communication systemto which the present disclosure may be applied.

DESCRIPTION OF EXEMPLARY EMBODIMENTS

The technology described below can be used in various wirelesscommunication systems such as code division multiple access (CDMA),frequency division multiple access (FDMA), time division multiple access(TDMA), orthogonal frequency division multiple access (OFDMA), singlecarrier frequency division multiple access (SC-FDMA), etc. The CDMA canbe implemented with a radio technology such as universal terrestrialradio access (UTRA) or CDMA-2000. The TDMA can be implemented with aradio technology such as global system for mobile communications(GSM)/general packet ratio service (GPRS)/enhanced data rate for GSMevolution (EDGE). The OFDMA can be implemented with a radio technologysuch as institute of electrical and electronics engineers (IEEE) 802.11(Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802.20, evolved UTRA (E-UTRA), etc.IEEE 802.16m is evolved from IEEE 802.16e, and provides backwardcompatibility with a system based on the IEEE 802.16e. The UTRA is apart of a universal mobile telecommunication system (UMTS). 3rdgeneration partnership project (3GPP) long term evolution (LTE) is apart of an evolved UMTS (E-UMTS) using the E-UTRA. The 3GPP LTE uses theOFDMA in a downlink and uses the SC-FDMA in an uplink. LTE-advanced(LTE-A) is an evolution of the LTE.

A 5G system is a technology evolving from the fourth-generation LTEmobile communication technology and supports extended LTE (eLTE),non-3GPP (e.g., wireless local area network (WLAN)) access, or the likeas a new radio access technology (RAT) or an extended technology of LTEthrough evolution of an existing mobile communication network structureor a clean-state structure.

For clarity, the following description will focus on LTE-A and 5G.However, technical features of the present disclosure are not limitedthereto.

FIG. 1 shows LTE system architecture to which the present disclosure maybe applied. The communication network is widely deployed to provide avariety of communication services such as voice over internet protocol(VoIP) through IMS and packet data.

Referring to FIG. 1, the LTE system architecture includes one or moreuser equipment (UE; 10), an evolved-UMTS terrestrial radio accessnetwork (E-UTRAN) and an evolved packet core (EPC). The UE 10 refers toa communication equipment carried by a user. The UE 10 may be fixed ormobile, and may be referred to as another terminology, such as a mobilestation (MS), a user terminal (UT), a subscriber station (SS), awireless device, etc.

The E-UTRAN includes one or more evolved node-B (eNB) 20, and aplurality of UEs may be located in one cell. The eNB 20 provides an endpoint of a control plane and a user plane to the UE 10. The eNB 20 isgenerally a fixed station that communicates with the UE 10 and may bereferred to as another terminology, such as a base station (BS), a basetransceiver system (BTS), an access point, etc. One eNB 20 may bedeployed per cell. There are one or more cells within the coverage ofthe eNB 20. A single cell is configured to have one of bandwidthsselected from 1.25, 2.5, 5, 10, and 20 MHz, etc., and provides downlinkor uplink transmission services to several UEs. In this case, differentcells can be configured to provide different bandwidths.

Hereinafter, a downlink (DL) denotes communication from the eNB 20 tothe UE 10, and an uplink (UL) denotes communication from the UE 10 tothe eNB 20. In the DL, a transmitter may be a part of the eNB 20, and areceiver may be a part of the UE 10. In the UL, the transmitter may be apart of the UE 10, and the receiver may be a part of the eNB 20.

The EPC includes a mobility management entity (MME) which is in chargeof control plane functions, and a system architecture evolution (SAE)gateway (S-GW) which is in charge of user plane functions. The MME/S-GW30 may be positioned at the end of the network and connected to anexternal network. The MME has UE access information or UE capabilityinformation, and such information may be primarily used in UE mobilitymanagement. The S-GW is a gateway of which an endpoint is an E-UTRAN.The MME/S-GW 30 provides an end point of a session and mobilitymanagement function for the UE 10. The EPC may further include a packetdata network (PDN) gateway (PDN-GW). The PDN-GW is a gateway of which anendpoint is a PDN.

The MME provides various functions including non-access stratum (NAS)signaling to eNBs 20, NAS signaling security, access stratum (AS)security control, Inter core network (CN) node signaling for mobilitybetween 3GPP access networks, idle mode UE reachability (includingcontrol and execution of paging retransmission), tracking area listmanagement (for UE in idle and active mode), P-GW and S-GW selection,MME selection for handovers with MME change, serving GPRS support node(SGSN) selection for handovers to 2G or 3G 3GPP access networks,roaming, authentication, bearer management functions including dedicatedbearer establishment, support for public warning system (PWS) (whichincludes earthquake and tsunami warning system (ETWS) and commercialmobile alert system (CMAS)) message transmission. The S-GW host providesassorted functions including per-user based packet filtering (by e.g.,deep packet inspection), lawful interception, UE Internet protocol (IP)address allocation, transport level packet marking in the DL, UL and DLservice level charging, gating and rate enforcement, DL rate enforcementbased on APN-AMBR. For clarity MME/S-GW 30 will be referred to hereinsimply as a “gateway,” but it is understood that this entity includesboth the MME and S-GW.

Interfaces for transmitting user traffic or control traffic may be used.The UE 10 and the eNB 20 are connected by means of a Uu interface. TheeNBs 20 are interconnected by means of an X2 interface. Neighboring eNBsmay have a meshed network structure that has the X2 interface. The eNBs20 are connected to the EPC by means of an S1 interface. The eNBs 20 areconnected to the MME by means of an S1-MME interface, and are connectedto the S-GW by means of S1-U interface. The S1 interface supports amany-to-many relation between the eNB 20 and the MME/S-GW.

The eNB 20 may perform functions of selection for gateway 30, routingtoward the gateway 30 during a radio resource control (RRC) activation,scheduling and transmitting of paging messages, scheduling andtransmitting of broadcast channel (BCH) information, dynamic allocationof resources to the UEs 10 in both UL and DL, configuration andprovisioning of eNB measurements, radio bearer control, radio admissioncontrol (RAC), and connection mobility control in LTE ACTIVE state. Inthe EPC, and as noted above, gateway 30 may perform functions of pagingorigination, LTE IDLE state management, ciphering of the user plane, SAEbearer control, and ciphering and integrity protection of NAS signaling.

FIG. 2 shows a control plane of a radio interface protocol of an LTEsystem to which the present disclosure may be applied. FIG. 3 shows auser plane of a radio interface protocol of an LTE system to which thepresent disclosure may be applied.

Layers of a radio interface protocol between the UE and the E-UTRAN maybe classified into a first layer (L1), a second layer (L2), and a thirdlayer (L3) based on the lower three layers of the open systeminterconnection (OSI) model that is well-known in the communicationsystem. The radio interface protocol between the UE and the E-UTRAN maybe horizontally divided into a physical layer, a data link layer, and anetwork layer, and may be vertically divided into a control plane(C-plane) which is a protocol stack for control signal transmission anda user plane (U-plane) which is a protocol stack for data informationtransmission. The layers of the radio interface protocol exist in pairsat the UE and the E-UTRAN, and are in charge of data transmission of theUu interface.

A physical (PHY) layer belongs to the L1. The PHY layer provides ahigher layer with an information transfer service through a physicalchannel. The PHY layer is connected to a medium access control (MAC)layer, which is a higher layer of the PHY layer, through a transportchannel. A physical channel is mapped to the transport channel. Data istransferred between the MAC layer and the PHY layer through thetransport channel. Between different PHY layers, i.e., a PHY layer of atransmitter and a PHY layer of a receiver, data is transferred throughthe physical channel using radio resources. The physical channel ismodulated using an orthogonal frequency division multiplexing (OFDM)scheme, and utilizes time and frequency as a radio resource.

The PHY layer uses several physical control channels. A physicaldownlink control channel (PDCCH) reports to a UE about resourceallocation of a paging channel (PCH) and a downlink shared channel(DL-SCH), and hybrid automatic repeat request (HARQ) information relatedto the DL-SCH. The PDCCH may carry a UL grant for reporting to the UEabout resource allocation of UL transmission. A physical control formatindicator channel (PCFICH) reports the number of OFDM symbols used forPDCCHs to the UE, and is transmitted in every subframe. A physicalhybrid ARQ indicator channel (PHICH) carries an HARQ acknowledgement(ACK)/non-acknowledgement (NACK) signal in response to UL transmission.A physical uplink control channel (PUCCH) carries UL control informationsuch as HARQ ACK/NACK for DL transmission, scheduling request, and CQI.A physical uplink shared channel (PUSCH) carries a UL-uplink sharedchannel (SCH).

A physical channel consists of a plurality of subframes in time domainand a plurality of subcarriers in frequency domain. One subframeconsists of a plurality of symbols in the time domain. One subframeconsists of a plurality of resource blocks (RBs). One RB consists of aplurality of symbols and a plurality of subcarriers. In addition, eachsubframe may use specific subcarriers of specific symbols of acorresponding subframe for a PDCCH. For example, a first symbol of thesubframe may be used for the PDCCH. The PDCCH carries dynamic allocatedresources, such as a physical resource block (PRB) and modulation andcoding scheme (MCS). A transmission time interval (TTI) which is a unittime for data transmission may be equal to a length of one subframe. Thelength of one subframe may be 1 ms.

The transport channel is classified into a common transport channel anda dedicated transport channel according to whether the channel is sharedor not. A DL transport channel for transmitting data from the network tothe UE includes a broadcast channel (BCH) for transmitting systeminformation, a paging channel (PCH) for transmitting a paging message, aDL-SCH for transmitting user traffic or control signals, etc. The DL-SCHsupports HARQ, dynamic link adaptation by varying the modulation, codingand transmit power, and both dynamic and semi-static resourceallocation. The DL-SCH also may enable broadcast in the entire cell andthe use of beamforming. The system information carries one or moresystem information blocks. All system information blocks may betransmitted with the same periodicity. Traffic or control signals of amultimedia broadcast/multicast service (MBMS) may be transmitted throughthe DL-SCH or a multicast channel (MCH).

A UL transport channel for transmitting data from the UE to the networkincludes a random access channel (RACH) for transmitting an initialcontrol message, a UL-SCH for transmitting user traffic or controlsignals, etc. The UL-SCH supports HARQ and dynamic link adaptation byvarying the transmit power and potentially modulation and coding. TheUL-SCH also may enable the use of beamforming. The RACH is normally usedfor initial access to a cell.

A MAC layer belongs to the L2. The MAC layer provides services to aradio link control (RLC) layer, which is a higher layer of the MAClayer, via a logical channel. The MAC layer provides a function ofmapping multiple logical channels to multiple transport channels. TheMAC layer also provides a function of logical channel multiplexing bymapping multiple logical channels to a single transport channel. A MACsublayer provides data transfer services on logical channels.

The logical channels are classified into control channels fortransferring control plane information and traffic channels fortransferring user plane information, according to a type of transmittedinformation. That is, a set of logical channel types is defined fordifferent data transfer services offered by the MAC layer. The logicalchannels are located above the transport channel, and are mapped to thetransport channels.

The control channels are used for transfer of control plane informationonly. The control channels provided by the MAC layer include a broadcastcontrol channel (BCCH), a paging control channel (PCCH), a commoncontrol channel (CCCH), a multicast control channel (MCCH) and adedicated control channel (DCCH). The BCCH is a downlink channel forbroadcasting system control information. The PCCH is a downlink channelthat transfers paging information and is used when the network does notknow the location cell of a UE. The CCCH is used by UEs having no RRCconnection with the network. The MCCH is a point-to-multipoint downlinkchannel used for transmitting MBMS control information from the networkto a UE. The DCCH is a point-to-point bi-directional channel used by UEshaving an RRC connection that transmits dedicated control informationbetween a UE and the network.

Traffic channels are used for the transfer of user plane informationonly. The traffic channels provided by the MAC layer include a dedicatedtraffic channel (DTCH) and a multicast traffic channel (MTCH). The DTCHis a point-to-point channel, dedicated to one UE for the transfer ofuser information and can exist in both uplink and downlink. The MTCH isa point-to-multipoint downlink channel for transmitting traffic datafrom the network to the UE.

Uplink connections between logical channels and transport channelsinclude the DCCH that can be mapped to the UL-SCH, the DTCH that can bemapped to the UL-SCH and the CCCH that can be mapped to the UL-SCH.Downlink connections between logical channels and transport channelsinclude the BCCH that can be mapped to the BCH or DL-SCH, the PCCH thatcan be mapped to the PCH, the DCCH that can be mapped to the DL-SCH, andthe DTCH that can be mapped to the DL-SCH, the MCCH that can be mappedto the MCH, and the MTCH that can be mapped to the MCH.

An RLC layer belongs to the L2. The RLC layer provides a function ofadjusting a size of data, so as to be suitable for a lower layer totransmit the data, by concatenating and segmenting the data receivedfrom an upper layer in a radio section. In addition, to ensure a varietyof quality of service (QoS) required by a radio bearer (RB), the RLClayer provides three operation modes, i.e., a transparent mode (TM), anunacknowledged mode (UM), and an acknowledged mode (AM). The AM RLCprovides a retransmission function through an automatic repeat request(ARQ) for reliable data transmission. Meanwhile, a function of the RLClayer may be implemented with a functional block inside the MAC layer.In this case, the RLC layer may not exist.

A packet data convergence protocol (PDCP) layer belongs to the L2. ThePDCP layer provides a function of header compression function thatreduces unnecessary control information such that data being transmittedby employing IP packets, such as IPv4 or IPv6, can be efficientlytransmitted over a radio interface that has a relatively smallbandwidth. The header compression increases transmission efficiency inthe radio section by transmitting only necessary information in a headerof the data. In addition, the PDCP layer provides a function ofsecurity. The function of security includes ciphering which preventsinspection of third parties, and integrity protection which preventsdata manipulation of third parties.

A radio resource control (RRC) layer belongs to the L3. The RLC layer islocated at the lowest portion of the L3, and is only defined in thecontrol plane. The RRC layer takes a role of controlling a radioresource between the UE and the network. For this, the UE and thenetwork exchange an RRC message through the RRC layer. The RRC layercontrols logical channels, transport channels, and physical channels inrelation to the configuration, reconfiguration, and release of RBs. AnRB is a logical path provided by the L1 and L2 for data delivery betweenthe UE and the network. That is, the RB signifies a service provided theL2 for data transmission between the UE and E-UTRAN. The configurationof the RB implies a process for specifying a radio protocol layer andchannel properties to provide a particular service and for determiningrespective detailed parameters and operations. The RB is classified intotwo types, i.e., a signaling RB (SRB) and a data RB (DRB). The SRB isused as a path for transmitting an RRC message in the control plane. TheDRB is used as a path for transmitting user data in the user plane.

A Non-Access Stratum (NAS) layer placed over the RRC layer performsfunctions, such as session management and mobility management.

Referring to FIG. 2, the RLC and MAC layers (terminated in the eNB onthe network side) may perform functions such as scheduling, automaticrepeat request (ARQ), and hybrid automatic repeat request (HARQ). TheRRC layer (terminated in the eNB on the network side) may performfunctions such as broadcasting, paging, RRC connection management, RBcontrol, mobility functions, and UE measurement reporting andcontrolling. The NAS control protocol (terminated in the MME of gatewayon the network side) may perform functions such as a SAE bearermanagement, authentication, LTE IDLE mobility handling, pagingorigination in LTE IDLE, and security control for the signaling betweenthe gateway and UE.

Referring to FIG. 3, the RLC and MAC layers (terminated in the eNB onthe network side) may perform the same functions for the control plane.The PDCP layer (terminated in the eNB on the network side) may performthe user plane functions such as header compression, integrityprotection, and ciphering.

Hereinafter, a 5G Network Structure is Described.

FIG. 4 shows a structure of a 5G system to which the present disclosuremay be applied.

In case of an evolved packet core (EPC) having a core network structureof the existing evolved packet system (EPS), a function, a referencepoint, a protocol, or the like is defined for each entity such as amobility management entity (MME), a serving gateway (S-GW), a packetdata network gateway (P-GW), or the like.

On the other hand, in case of a 5G core network (or a NextGen corenetwork), a function, a reference point, a protocol, or the like isdefined for each network function (NF). That is, in the 5G core network,the function, the reference point, the protocol, or the like is notdefined for each entity.

Referring to FIG. 4, the 5G system structure includes at least one UE10, a next generation-radio access network (NG-RAN), and a nextgeneration core (NGC).

The NG-RAN may include at least one gNB 40, and a plurality of UEs maybe present in one cell. The gNB 40 provides the UE with end points ofthe control plane and the user plane. The gNB 40 is generally a fixedstation that communicates with the UE 10 and may be referred to asanother terminology, such as a base station (BS), a base transceiversystem (BTS), an access point, or the like. One gNB 40 may be arrangedin every cell. At least one cell may be present in a coverage of the gNB40.

The NGC may include an access and mobility function (AMF) and a sessionmanagement function (SMF) which are responsible for a function of acontrol plane. The AMF may be responsible for a mobility managementfunction, and the SMF may be responsible for a session managementfunction. The NGC may include a user plane function (UPF) which isresponsible for a function of a user plane.

Interfaces for transmitting user traffic or control traffic may be used.The UE 10 and the gNB 40 may be connected by means of a Uu interface.The gNBs 40 may be interconnected by means of an X2 interface.Neighboring gNBs 40 may have a meshed network structure based on an Xninterface. The gNBs 40 may be connected to an NGC by means of an NGinterface. The gNBs 40 may be connected to an AMF by means of an NG-Cinterface, and may be connected to a UPF by means of an NG-U interface.The NG interface supports a many-to-many-relation between the gNB 40 andthe AMF/UPF 50.

A gNB host may perform functions such as functions for radio resourcemanagement, IP header compression and encryption of user data stream,selection of an AMF at UE attachment when no routing to an AMF can bedetermined from the information provided by the UE, routing of userplane data towards UPF(s), scheduling and transmission of pagingmessages (originated from the AMF), scheduling and transmission ofsystem broadcast information (originated from the AMF or O&M), ormeasurement and measurement reporting configuration for mobility andscheduling.

An access and mobility function (AMF) host may perform primary functionssuch as NAS signaling termination, NAS signaling security, AS securitycontrol, inter CN node signaling for mobility between 3GPP accessnetworks, idle mode UE reachability (including control and execution ofpaging retransmission), tracking area list management (for UE in idleand active mode), AMF selection for handovers with AMF change, accessauthentication, or access authorization including check of roamingrights.

A user plane function (UPF) host may perform primary functions such asanchor point for Intra-/inter-RAT mobility (when applicable), externalPDU session point of interconnect to data network, packet routing &forwarding, packet inspection and user plane part of policy ruleenforcement, traffic usage reporting, uplink classifier to supportrouting traffic flows to a data network, branching point to supportmulti-homed PDU session, QoS handling for user plane, e.g. packetfiltering, gating, UL/DL rate enforcement, uplink traffic verification(SDF to QoS flow mapping), transport level packet marking in the uplinkand downlink, or downlink packet buffering and downlink datanotification triggering.

A session management function (SMF) host may perform primary functionssuch as session management, UE IP address allocation and management,selection and control of UP function, configuring traffic steering atUPF to route traffic to proper destination, controlling part of policyenforcement and QoS, or downlink data notification.

FIG. 5 shows a wireless interface protocol of a 5G system for a userplane to which the present disclosure may be applied.

Referring to FIG. 5, the wireless interface protocol of the 5G systemfor the user plane may include a new layer called a service dataadaptation protocol (SDAP) in comparison with an LTE system. A primaryservice and function of the SDAP layer includes mapping between qualityof service (QoS) flow and a data radio bearer (DRB) and QoS flow ID(QFI) marking in both DL and UL packets. A single protocol entity of theSDAP may be configured for each individual PDU session, except for dualconnectivity (DC) for which two entities can be configured.

Hereinafter, an RRC INACTIVE State of a UE is Described.

In the discussion on NR standardization, an RRC_INACTIVE state has beennewly introduced in addition to the existing RRC_CONNETED state andRRC_IDLE state. The RRC_INACTIVE state is a state introduced toefficiently manage a specific UE (for example, mMTC UE). A UE in theRRC_INACTIVE state performs a radio control procedure similarly to a UEin the RRC_IDLE state in order to reduce power consumption. However, theUE in the RRC_INACTIVE state maintains a connection state between the UEand a network similarly to the RRC_CONNECTED state in order to minimizea control procedure required when transitioning to the RRC_CONNECTEDstate. In the RRC_INACTIVE state, a radio access resource is released,but wired access may be maintained. For example, in the RRC_INACTIVEstate, the radio access resource is released, but an NG interfacebetween a gNB and a NGC or an S1 interface between an eNB and an EPC maybe maintained. In the RRC_INACTIVE state, a core network recognizes thatthe UE is normally connected to a BS. On the other hand, the BS may notperform connection management for the UE in RRC_INACTIVE state.

In case of a UE operating in a lightly connected mode, in order toconceal (or hide) the state transition and mobility from the corenetwork, the MME may maintain the SI connection of an activated UE. Inother words, in case of a UE operating in the RRC_INACTIVE state, inorder to conceal the state transition and mobility from the NextGeneration Core (NGC), the AMF may maintain an NG connection of theactivated UE. In this specification, the RRC_INACTIVE state may be usedas a similar concept of a lightly connected mode, a lightweightconnected mode, or a semi-connected mode.

Hereinafter, an RAN-Based Notification Area is Described.

A UE in the RRC_INACTIVE state may be configured with a RAN-basednotification area (RNA) by the last serving NG-RAN node. The RAN maycover one or more cells and may be included in a CN registration area. ARAN-based notification area update (RNAU) is periodically transmitted bythe UE. In a cell reselection procedure, when the UE selects a cell notbelonging to the configured RNA, the RNAU may be transmitted. The RNAmay be configured by the following method.

-   -   List of cells: The UE may be provided with an explicit list of a        cell (one or more cells) forming the RNA.    -   List of RNAs: The UE may be provided with the ID of at least one        RAN, where the RAN may be a subset of CN tracking area or may be        the same as a CN tracking area. The RAN may be specified by one        RAN area ID including a tracking area identity (TAI) and        optionally a RAN area code. The cell may broadcast the RAN area        ID through system information.

Hereinafter, a 5G RAN Deployment Scenario Will be Described.

A 5G RAN may be classified into ‘non-centralized deployment’ scenario, a‘co-sited deployment with E-UTRA’ scenario, and a ‘centralizeddeployment’ scenario according to a shape of deploying a function of aBS in a central unit and a distributed unit and according to whether itcoexists with a 4G BS. In this specification, the 5G RAN, a gNB, a nextgeneration node B, a new RAN, and a new radio BS (NR BS) may imply anewly defined BS for 5G.

FIG. 6 shows a split-type gNB deployment (centralized deployment)scenario to which the present disclosure may be applied.

Referring to FIG. 6, a gNB may be split into a central unit and adistributed unit. That is, the gNB may be operated by being split in alayered manner. The central unit may perform a function of upper layersof the gNB, and the distributed unit may perform a function of lowerlayers of the gNB.

Hereinafter, the central unit may be referred to as a CU, and thedistributed unit may be referred to as a DU in the presentspecification. The CU may be a logical node which hosts a radio resourcecontrol (RRC), service data adaptation protocol (SDAP), and packet dataconvergence protocol (PDCP) layers of the gNB. The DU may be a logicalnode which hosts radio link control (RLC), media access control (MAC),and physical (PHY) layers of the gNB. Alternatively, the CU may be alogical node which hosts RRC and PDCP layers of an en-gNB.

In the present specification, a base station supporting a CU and a DUmay be referred to as a gNB. In the present specification, an interfacebetween the CU and the DU may be represented by F1, and an interfacebetween the DU and a UE may be represented by Uu. The CU of the basestation and the DU of the base station may also be referred to as agNB-CU and a gNB-DU, respectively.

For a CU-DU split scenario of 5G NR, a method in which a CU and DU of abase station support a UE in the RRC_INACTIVE state is under discussion.

For example, when the UE transitions from the RRC_INACTIVE state to theRRC_CONNECTED state, a problem may occur. When the UE has data totransmit to an NGC or responds to a base station for paging, the UE mayrequest the CU of the base station to resume a suspended radio bearer(RB) in order to transmit data or perform signaling. However, in a CU-DUsplit case, the CU of the base station still stores UE context of the UEin the RRC_INACTIVE state, but the DU of the base station may not retainany UE context of the UE. Therefore, the CU of the base station needs toset up the RB and/or UE context in the DU of the base station. The DU ofthe base station may set up only some of requested RBs and/or the UEcontext for some reason (e.g., a lack of radio resources). In this case,the UE needs to know which RB is resumed or rejected by the basestation. When there is no information about which RB is rejected by theDU of the base station, the UE may consider that all suspended RBs areresumed by the base station, which may cause a mismatch in RB betweenthe DU of the base station and the UE. However, the DU of the basestation does not host an RRC protocol and thus cannot directly indicateto the UE which RB is rejected. Thus, a CU of the base station needs toreport information about an RB successfully resumed and/or an RU notresumed among the suspended RBs to the UE on the basis of a bearerand/or UE context set up by the DU of the base station.

In another example, when the UE notifies a network of being stillreachable in a RNA using a periodic RNAU, a problem may occur. The UEmay request a transition from the RRC_INACTIVE state to theRRC_CONNECTED state to perform a RNAU. Whenever the UE requests atransition to the RRC_CONNECTED state, the CU of the base station needsto set up an F1 connection for the UE and needs to establish the UEcontext in the DU of the base station. This is because when the UEenters the RRC_INACTIVE state, the DU of the base station releases theUE context. However, after the periodic RNAU, the UE may return to theRRC_INACTIVE state. That is, the DU of the base station repeatedlyestablishes and releases the UE context whenever a RNAU is triggered. Inparticular, there may be no data transmission between the UE and thebase station during a RNAU. Therefore, it may be unnecessary andwasteful for the DU of the base station to repeatedly establish andrelease the UE context whenever a RNAU is triggered.

FIG. 7 illustrates a problem that may occur when a UE notifies a networkof still being reachable within a RNA using a periodic RNAU.

Referring to FIG. 7, for the UE to notify the network of still beingreachable within the RNA, UE context needs to be established andreleased in a DU of a base station whenever the UE accesses the basestation. However, since there may be no data transmission between the UEand the base station during a RNAU, establishing and releasing the UEcontext in the DU of the base station may cause unnecessary signalingand additional latency. Therefore, it is necessary to skip establishingand releasing the UE context in the DU of the base station in aparticular case.

Hereinafter, a method for resuming an RRC connection and an apparatussupporting the same in a CU-DU split scenario will be describedaccording to one embodiment of the present disclosure.

FIG. 8A and FIG. 8B illustrate a procedure for resuming an RRCconnection according to one embodiment of the present disclosure.

Referring to FIG. 8A, a UE may be in the RRC_INACTIVE state. Therefore,an NG connection between a CU of a base station and an NGC may bemaintained.

In operation S801, when the UE in the RRC_INACTIVE state needs totransitions to the RRC_CONNECTED state, the UE may first transmit arandom access preamble message or a new message to a DU of the basestation.

In operation S802, upon receiving the message from the UE, the DU mayrespond with a random access response message.

In operation S803, to resume an RRC connection, the UE may transmit anRRC connection resume request message or a new message to the DU. TheRRC connection resume request message or the new message may include aresume ID for the CU of the base station to identify UE context.

In operation S804, upon receiving the RRC connection resume requestmessage or the new message, the DU may transmit to the gNB-CU an initialuplink RRC message transfer message or a new message to the CU. Theinitial uplink RRC message transfer message or the new message mayinclude a container which piggybacks the RRC connection resume requestmessage.

In operation S805, upon receiving the message including the resume IDfrom the UE, the CU may check whether the CU is able to find UE contextrelated to the resume ID.

When the UE context is exactly found on the basis of the resume ID, theCU may transmit a bearer setup request message, a UE context setuprequest message, or a new message to the DU in operation S806. Thismessage may be transmitted to establish a new bearer and/or the UEcontext for the UE. This message may be transmitted to allocate a radioresource on the basis of the stored UE context. The CU may include thefollowing information in the bearer setup request message or the UEcontext setup request message. The following information may be includedper bearer.

-   -   RB ID (e.g. SRB ID or DRB ID)    -   Transport network layer (TNL) address for CU of base station    -   Uplink tunnel endpoint identifier (TED) for CU of base station    -   RLC configuration    -   Logical channel configuration.

For example, the UE context setup request message may be defined as inTable 1.

TABLE 1 IE/Group Name Presence Criticality Assigned Criticality MessageType M YES reject gNB-CU UE F1AP ID M YES reject gNB-DU UE F1AP ID O YESignore SpCell ID M YES reject Candidate SpCell List YESignore >Candidate SpCell Item IEs >>Candidate SpCell ID M CU to DU RRCInformation M YES reject DRX Cycle O YES ignore Resource CoordinationTransfer Container O YES ignore SCell To Be Setup List YES ignore >SCellto Be Setup Item IEs EACH ignore >>SCell ID M — — >>SCellIndex M SRB toBe Setup List >SRB to Be Setup Item IEs >SRB ID M DRB to Be Setup ListYES reject >DRB to Be Setup Item IEs EACH reject >>DRB ID M — >>E-UTRANQoS O >>UL Tunnels to be setup List >>>UL Tunnels to Be Setup ItemIEs >>>>UL GTP Tunnel Endpoint M — — >>RLC Mode M — >>UL Configuration O

Referring to Table 1, the UE context setup request message may includean SRB to Be Setup List and a DRB to Be Setup List. The SRB to Be SetupList may include the ID of an SRB to be set up (i.e., SRB ID), and theDRB to Be Setup List may include the ID of a DRB to be set up (i.e., DRBID). For example, the gNB-CU may allocate a gNB-CU UE F1AP ID for a UEinactive-to-UE active transition, excluding a transition only bysignaling exchange, and may transmit an F1AP UE context setup requestmessage, which may include the ID of an SRB to be set up and the ID of aDRB to be set up, to the gNB-DU.

In operation S807, upon receiving the request message from the CU, theDU may attempt to establish the UE context and/or requested bearer forthe UE. Further, the DI may attempt to allocate a required resource onan F1 interface for the bearer requested to be established.

In operation S808, the DU may respond to the CU with a bearer setupresponse message, a UE context setup response message, or a new messagein order to indicate whether the requested bearer and/or UE context isestablished or rejected. The DU may include the followings informationin the bearer setup response message or the UE context setup responsemessage. The following information may be included per bearer.

-   -   RB ID (e.g. SRB ID or DRB ID) accepted by DU    -   RB ID (e.g. SRB ID or DRB ID) rejected by DU    -   TNL address for DU of base station    -   Downlink TEID for DU of base station

For example, the UE context setup response message may be defined as inTable 2.

TABLE 2 IE/Group Name Presence Criticality Assigned Criticality MessageType M YES reject gNB-CU UE F1AP ID M YES reject gNB-DU UE F1AP ID M YESreject DU To CU RRC Information M YES reject Resource CoordinationTransfer Container O YES ignore DRB Setup List YES ignore >DRB SetupItem list EACH ignore >>DRB ID M — >>DL Tunnels to be setup List >>>DLTunnels to Be Setup Item IEs >>>>DL GTP Tunnel Endpoint M SRB Failed toSetup List YES ignore >SRB Failed to Setup Item EACH ignore >>SRB ID M —— >>Cause O YES ignore DRB Failed to Setup List YES ignore >DRB Failedto Setup Item EACH ignore >>DRB ID M — — >>Cause O YES ignore SCellFailed To Setup List YES ignore >SCell Failed to Setup Item EACHignore >>SCell ID M >>Cause O Criticality Diagnostics O YES ignore

Referring to Table 2, the the UE context setup response message mayinclude a DRB Setup List, an SRB Failed to Setup List, and a DRB Failedto Setup List. The DRB Setup List may be a list of a successfullyestablished DRB. The DRB Setup List may include the ID of thesuccessfully established DRB. The SRB Failed to Setup List may be a listof an SRB failing to be established. The SRB Failed to Setup List mayinclude the ID of the SRB failing to be established. In addition, theSRB Failed to Setup List may include a cause of the failure. The DRBFailed to Setup List may be a list of a DRB failing to be established.The DRB Failed to Setup List may include the ID of the DRB failing to beestablished. In addition, the DRB Failed to Setup List may include acause of the failure.

When some bearers requested in operation S806 are rejected by the DU,the CU may trigger a PDU session resource modify indication procedure tothe NGC in order to request modification of an established PDU sessionin operation S809.

When some or all bearers requested in operation S806 are accepted by theDU, the CU may transmit, to the DU, a downlink RRC message transfermessage or a new message including a container which piggybacks an RRCconnection resume message. Specifically, when some bearers requested inoperation S806 are rejected by the DU, since the CU fails to resume somebearers in the stored UE context, the RRC connection resume message mayinclude a reconfiguration indication to indicate the failure of theresumption to the UE. The RRC connection resume message may be followedby an RRC connection reconfiguration message to establish/modify/releasean RB.

Referring to FIG. 8B, upon receiving the message from the CU, the DI maytransmit the RRC connection resume message or new message to the UE inoperation S811.

In operation S812, the UE may resume all SRBs and DRBs and mayreestablish AS security. Then, the UE may enter the RRC_CONNECTED state.When the reconfiguration indication is included into the RRC connectionresume message, the UE waits to transmit an RRC connectionreconfiguration message to establish/modify/release an RB to the CU.

In operation S813, upon receiving the RRC connection resume message fromthe DU, the UE may transmit an RRC connection resume complete message ora new message to the DU.

In operation S814, upon receiving the RRC connection resume completemessage or the new message, the DU may transmit an uplink RRC messagetransfer message or a new message including a container which piggybacksthe RRC connection resume complete message to the CU.

In operation S815, the CU may transmit the downlink RRC message transfermessage or a new message including a container which piggybacks the RRCconnection reconfiguration message to the DU. The CU may include thefollowing information in the RRC connection reconfiguration message. Thefollowing information may be included per bearer.

-   -   RB ID (e.g. SRB ID or DRB ID) accepted by DU    -   RB ID (e.g. SRB ID or DRB ID) rejected by DU    -   Updated RLC configuration    -   Updated logical channel configuration

Upon receiving the message from the CU, the DU may transmit the RRCconnection reconfiguration message or new message to the UE in operationS816.

In operation S817, the UE may reconfigure a radio resource and a beareron the basis of the RRC connection reconfiguration message. Then, the UEmay respond to the DU with an RRC connection reconfiguration completemessage or new message.

In operation S818, upon receiving the RRC connection reconfigurationcomplete message or the new message, the DU may transmit an uplink RRCmessage transfer message or new message including a container whichpiggybacks the RRC connection reconfiguration complete message to theCU.

According to the embodiment of the present disclosure, the CU maynegotiate with the DU about UE context in the DU and/or setup of asuspended RB the on the basis of the UE context stored in theRRC-INACTIVE state. When only some RBs are established in the DU, the CUmay transmit an RRC connection resume message including areconfiguration indication to the UE. By transmitting the RRC connectionresume message including the reconfiguration indication to the UE, theCU may report that an RRC connection reconfiguration procedure is to besubsequently performed to modify and release some RBs rejected by theDU. Therefore, according to the embodiment of the present disclosure,the CU may efficiently set up the RB suspended for the DU and/or the UEcontext on the basis of the UE context stored in the RRC-INACTIVE state.The UE may avoid a mismatch in RBs resumed in the DU of the basestation, thus improving a user experience (e.g., a transition from theRRC_INACTIVE state to the RRC_CONNECTED state).

FIG. 9A and FIG. 9B illustrate a procedure for resuming an RRCconnection according to one embodiment of the present disclosure.

Referring to FIG. 9A, a UE may be in the RRC_INACTIVE state. Therefore,an NG connection between a CU of a base station and an NGC may bemaintained.

In operation S901, when the UE in the RRC_INACTIVE state needs totransitions to the RRC_CONNECTED state, the UE may first transmit arandom access preamble message or a new message to a DU of the basestation.

In operation S902, upon receiving the message from the UE, the DU mayrespond with a random access response message.

In operation S903, to resume an RRC connection, the UE may transmit anRRC connection resume request message or a new message to the DU. TheRRC connection resume request message or the new message may include aresume ID for the CU of the base station to identify UE context.

In operation S904, upon receiving the RRC connection resume requestmessage or the new message, the DU may transmit to the gNB-CU an initialuplink RRC message transfer message or a new message to the CU. Theinitial uplink RRC message transfer message or the new message mayinclude a container which piggybacks the RRC connection resume requestmessage.

In operation S905, upon receiving the message including the resume IDfrom the UE, the CU may check whether the CU is able to find UE contextrelated to the resume ID.

When the UE context is exactly found on the basis of the resume ID, theCU may transmit a bearer setup request message, a UE context setuprequest message, or a new message to the DU in operation S906. Thismessage may be transmitted to establish a new bearer and/or the UEcontext for the UE. This message may be transmitted to allocate a radioresource on the basis of the stored UE context. The CU may include thefollowing information in the bearer setup request message or the UEcontext setup request message. The following information may be includedper bearer.

-   -   RB ID (e.g. SRB ID or DRB ID)    -   Transport network layer (TNL) address for CU of base station    -   Uplink tunnel endpoint identifier (TED) for CU of base station    -   RLC configuration    -   Logical channel configuration.

For example, the UE context setup request message may be defined as inTable 1.

Upon receiving the request message from the CU, the DU may attempt toestablish the UE context and/or requested bearer for the UE in operationS907. Further, the DI may attempt to allocate a required resource on anF1 interface for the bearer requested to be established.

In operation S908, the DU may respond to the CU with a bearer setupresponse message, a UE context setup response message, or a new messagein order to indicate whether the requested bearer and/or UE context isestablished or rejected. The DU may include the followings informationin the bearer setup response message or the UE context setup responsemessage. The following information may be included per bearer.

-   -   RB ID (e.g. SRB ID or DRB ID) accepted by DU    -   RB ID (e.g. SRB ID or DRB ID) rejected by DU    -   TNL address for DU of base station    -   Downlink TEID for DU of base station

For example, the UE context setup response message may be defined as inTable 2.

When some bearers requested in operation S906 are rejected by the DU,the CU may trigger a PDU session resource modify indication procedure tothe NGC in order to request modification of an established PDU sessionin operation S909.

When some or all bearers requested in operation S906 are accepted by theDU, the CU may transmit, to the DU, a downlink RRC message transfermessage or a new message including a container which piggybacks an RRCconnection resume message or an RRC connection reconfiguration message.The RRC connection resume message or the RRC connection reconfigurationmessage may include the following updated radio resource configuration.

-   -   RB ID (e.g. SRB ID or DRB ID) accepted by CU    -   RB ID (e.g. SRB ID or DRB ID) rejected by CU    -   Updated RLC configuration    -   Updated logical channel configuration

Referring to FIG. 9B, upon receiving the message from the CU, the DU maytransmit the RRC connection resume message or the RRC connectionreconfiguration message to the UE.

In operation S912, the UE may resume some SRBs and DRBs on the basis ofreconfiguration information in the RRC connection resume message or theRRC connection reconfiguration message. The UE may reestablish ASsecurity. Then, the UE may enter the RRC_CONNECTED state.

In operation S913, upon receiving the RRC connection resume message orthe RRC connection reconfiguration message from the DU, the UE maytransmit an RRC connection resume complete message, an RRC connectionreconfiguration complete message, or a new message to the DU.

In operation S914, the DU may transmit an uplink RRC message transfermessage or a new message including a container which piggybacks the RRCconnection resume complete message or the RRC connection reconfigurationcomplete message to the CU.

According to the embodiment of the present disclosure, the CU maynegotiate with the DU about UE context in the DU and/or setup of asuspended RB the on the basis of the UE context stored in theRRC-INACTIVE state. When only some RBs are established in the DU, the CUmay transmit an RRC connection resume message or an RRC connectionreconfiguration message including reconfiguration information to the UEin order to release or modify some RBs rejected by the DU. The UE mayresume only RBs accepted by the DU without any additional RRC connectionreconfiguration procedure on the basis of the reconfigurationinformation. Therefore, according to the embodiment of the presentdisclosure, the CU may efficiently set up the RB suspended for the DUand/or the UE context on the basis of the UE context stored in theRRC-INACTIVE state. The UE may avoid a mismatch in RBs resumed in the DUof the base station, thus improving a user experience (e.g., atransition from the RRC_INACTIVE state to the RRC_CONNECTED state).Further, the UE may resume only RBs accepted by the DU without anyadditional RRC connection reconfiguration procedure. Therefore, the UEmay quickly transmit data or a signal to the base station.

FIG. 10A and FIG. 10B illustrate a procedure of omitting UE contextsetup in a procedure for resuming an RRC connection according to oneembodiment of the present disclosure.

Referring to FIG. 10A, in operation S1000, a UE may be in theRRC_INACTIVE state. Therefore, an NG connection between a CU of a basestation and an NGC may be maintained.

In operation S1001, the UE may trigger a periodic RNAU in order tonotify a network of being still reachable in a RNA. To this end, the UEin the RRC_INACTIVE state needs to transition to the RRC_CONNECTED stateand may thus first transmit a random access preamble message or a newmessage to a DU.

In operation S1002, upon receiving the message from the UE, the DU mayrespond with a random access response message.

In operation S1003, to resume an RRC connection, the UE may transmit anRRC connection resume request message or a new message to the DU. TheRRC connection resume request message or the new message may include aresume ID for the CU of the base station to identify UE context. An RRCestablishment cause of the RNAU may be included in the RRC connectionresume request message in order to notify the network of RNAUtriggering. For example, the RRC establishment cause may be a locationupdate.

In operation S1004, upon receiving the RRC connection resume requestmessage or the new message, the DU may transmit to the gNB-CU an initialuplink RRC message transfer message or a new message to the CU. Theinitial uplink RRC message transfer message may include a containerwhich piggybacks the RRC connection resume request message.

In operation S1005, upon receiving the message including the resume IDfrom the UE, the CU may check whether the CU is able to find UE contextrelated to the resume ID. On the basis of the RRC establishment cause inthe RRC connection resume request message, the CU may recognize thisprocedure as a RNAU procedure for the UE to notify the network that theUE is still reachable within the RNA.

The CU may determine to skip a procedure for establishing UE context inthe DU. For example, when the CU exactly find UE context on the basis ofthe resume ID and recognizes the current procedure as a periodic RNAUprocedure, the CU may determine to skip a procedure for establishing theUE context in the DU for the RNAU.

However, the CU may determine not to skip a procedure for establishingUE context in the DU. For example, the case of a periodic RNAU, the CUmay also attempt to set up a radio bearer in. In this case, the CU mayinitiate a UE context setup procedure to the DU between operation S1005and the operation S1006. For example, when the DU can successfullyestablish UE context and can fully set up a radio bearer suspended whenthe UE enters the RRC-INACTIVE state, the CU may generate an RRCconnection resume message to indicate to the UE that an RRC connectionis successfully resumed. When setup of the radio bearer fails in the DU,an RRC connection reject message may be generated.

In another example, when there is buffered downlink data to betransmitted to the UE, the CU may initiate a UE context setup procedureto the DU between operation S1005 and the operation S1006. That is, inthe case of a transition only by signaling exchange, the CU may skip aUE context setup procedure to the DU between operation S1005 and theoperation S1006. Alternatively, a UE context setup procedure may betriggered between operation S1010 and operation S1011 in order to set upa radio bearer for the UE.

In operation S1006, the CU may transmit a downlink RRC message transfermessage or a new message including a container which piggybacks the RRCconnection resume message to the DU.

In operation S1007, upon receiving the message from the CU, the DU maytransmit the RRC connection resume message or a new message to the UE.

In operation S1008, the UE may resume all SRBs and DRBs. Further, the UEmay reestablish AS security. The UE may now be in the RRC_CONNECTEDstate.

Referring to FIG. 10B, in operation S1009, upon receiving the RRCconnection resume message from the gNB-DU, the UE may transmit an RRCconnection resume complete message or a new message to the DU.

In operation S1010, upon receiving the RRC connection resume completemessage or the new message, the DU may transmit an uplink RRC messagetransfer message or a new message including a container which piggybacksthe RRC connection resume complete message to the CU.

In operation S1011, since the reachability of the UE (i.e., thereachability in the RNA) is confirmed, the CU may determine to move theUE to the RRC_INACTIVE state again. Therefore, the CU may generate anRRC connection release message including an indication to enter theRRC_INACTIVE state for the UE. The RRC message may be encapsulated in anF1-AP downlink RRC message transfer message. In addition, an F1 releaseindication may be included in the downlink RRC message transfer message.The F1 release indication may instruct the DU to release an F1connection to the UE and delete the UE context. In this case, operationS1014 and operation S1015 may be skipped.

Alternative, the CU may encapsulate the RRC connection resume message inan F1-AP UE context release command message instead of the downlink RRCmessage transfer message. Upon receiving the UE context release commandmessage, the DU needs to respond to the CU with a UE context releasecomplete message after operation S1012.

In operation S1012, upon receiving the message from the CU, the DU maytransmit an RRC connection release message or a new message to the UE.

In operation S1013, the UE may enter the RRC_INACTIVE state.

In operation S1014 and operation S1015, the DU may initiate a UE contextrelease procedure with respect to the DU in order to delete the UEcontext in the DU and to release the F1 connection to the UE.

According to the embodiment of the present disclosure, when the UEtransitions from the RRC_INACTIVE state to the RRC_CONNECTED state, athree-step RRC connection resume procedure (i.e., an RRC connectionresume request message, an RRC connection resume message, and an RRCconnection resume complete message) may be used. Upon receiving an RRCconnection resume request message, the CU may check a reason why the UErequests resumption of an RRC connection. When data transmission is notneeded and/or the reachability of the UE is identified via a RNAU, theCU may determine to skip establishing UE context in the DU. Only an F1connection to the UE may be established between the DU and the CU inorder to transmit an RRC message. According to the embodiment of thepresent disclosure, when a RNAU is triggered, the CU may skip a UEcontext setup procedure, thus eliminating unnecessary signaling.Therefore, resumption of an RRC connection may be efficiently handledduring a periodic RNAU.

FIG. 11 illustrates a procedure of omitting UE context setup in aprocedure for resuming an RRC connection according to one embodiment ofthe present disclosure.

Referring to FIG. 11, in operation S1100, a UE may be in theRRC_INACTIVE state. Therefore, an NG connection between a CU of a basestation and an NGC may be maintained.

In operation S1101, the UE may trigger a periodic RNAU in order tonotify a network of being still reachable in a RNA. To this end, the UEin the RRC_INACTIVE state needs to transition to the RRC_CONNECTED stateand may thus first transmit a random access preamble message or a newmessage to a DU.

In operation S1102, upon receiving the message from the UE, the DU mayrespond with a random access response message.

In operation S1103, to resume an RRC connection, the UE may transmit anRRC connection resume request message or a new message to the DU. TheRRC connection resume request message or the new message may include aresume ID for the CU of the base station to identify UE context. An RRCestablishment cause of the RNAU may be included in the RRC connectionresume request message in order to notify the network of RNAUtriggering. For example, the RRC establishment cause may be a locationupdate.

In operation S1104, upon receiving the RRC connection resume requestmessage or the new message, the DU may transmit to the gNB-CU an initialuplink RRC message transfer message or a new message to the CU. Theinitial uplink RRC message transfer message may include a containerwhich piggybacks the RRC connection resume request message.

In operation S1105, upon receiving the message including the resume IDfrom the UE, the CU may check whether the CU is able to find UE contextrelated to the resume ID. On the basis of the RRC establishment cause inthe RRC connection resume request message, the CU may recognize thisprocedure as a RNAU procedure for the UE to notify the network that theUE is still reachable within the RNA.

The CU may determine to skip a procedure for establishing UE context inthe DU. For example, when the CU exactly find UE context on the basis ofthe resume ID and recognizes the current procedure as a periodic RNAUprocedure, the CU may determine to skip a procedure for establishing theUE context in the DU for the RNAU.

However, the CU may determine not to skip a procedure for establishingUE context in the DU. For example, the case of a periodic RNAU, the CUmay also attempt to set up a radio bearer in. In this case, the CU mayinitiate a UE context setup procedure to the DU between operation S1105and the operation S1106. For example, when the DU can successfullyestablish UE context and can fully set up a radio bearer suspended whenthe UE enters the RRC-INACTIVE state, the CU may generate an RRCconnection resume message to indicate to the UE that an RRC connectionis successfully resumed. When setup of the radio bearer fails in the DU,an RRC connection reject message may be generated. A release indicationmay be included in the RRC connection resume message in order toinstruct the UE to move to the RRC_INACTIVE state. When the releaseindication is used, the CU does not need to transmit an RRC connectionrelease message. Alternatively, instead of using the release indication,the CU may generate an RRC connection release message to move the UE tothe RRC_INACTIVE state.

In another example, when there is buffered downlink data to betransmitted to the UE, the CU may initiate a UE context setup procedureto the DU between operation S1105 and the operation S1106. That is, inthe case of a transition only by signaling exchange, the CU may skip aUE context setup procedure to the DU between operation S1105 and theoperation S1106.

In operation S1106, the CU may transmit a downlink RRC message transfermessage or a new message including a container which piggybacks the RRCconnection resume message to the DU. Further, an F1 release indicationmay be included in the downlink RRC message transfer message. The F1release indication may instruct the DU to release an F1 connection tothe UE and delete the UE context.

Alternative, the CU may encapsulate the RRC connection resume message inan F1-AP UE context release command message instead of the downlink RRCmessage transfer message. In this case, the F1 release indication maynot be included. Upon receiving the UE context release command message,the DU needs to respond to the CU with a UE context release completemessage after operation S1107.

In operation S1107, upon receiving the message from the CU, the DU maytransmit an RRC connection resume message or a new message to the UE.

In operation S1108, when the release message may be included in the RRCconnection resume message, the UE may remain in the RRC_INACTIVE state.However, when the RRC connection resume message does not include therelease indication, the UE may transition to the RRC_CONNECTED state.

According to the embodiment of the present disclosure, when the UEtransitions from the RRC_INACTIVE state to the RRC_CONNECTED state, atwo-step RRC connection resume procedure (i.e., an RRC connection resumerequest message and an RRC connection resume message) may be used. Uponreceiving an RRC connection resume request message, the CU may check areason why the UE requests resumption of an RRC connection. When datatransmission is not needed and/or the reachability of the UE isidentified via a RNAU, the CU may determine to skip establishing UEcontext in the DU. An F1 connection to the UE may not be establishedbetween the DU and the CU using an F1 release indication. Therefore, theUE may remain in the RRC_INACTIVE state without an unnecessary statetransition to the RRC_CONNECTED state.

According to the embodiment of the present disclosure, when a RNAU istriggered, the CU may skip a UE context setup procedure, thuseliminating unnecessary signaling. Further, using a release indicationof an RRC connection resume message and an F1 release indication of adownlink RRC message transfer message makes it possible to eliminate anadditional RRC state transition to the RRC_CONNECTED state andunnecessary management for UE context in the DU.

According to the embodiment of the present disclosure, the base stationmay selectively trigger a UE context setup procedure in order to resumean RRC connection. Since release and establishment of UE context may beskipped in a RNAU, the CU can efficiently manage UE context in the DU.In addition, the base station can confirm the reachability of the UEwithout setting up an F1 connection in a 2-step RRC connection resumeprocedure. Therefore, a user experience (e.g., a transition from theRRC_INACTIVE state to the RRC_CONNECTED state) may be improved.

FIG. 12 is a block diagram illustrating a method for a DU of a basestation to resume an RRC connection according to an embodiment of thepresent disclosure.

Referring to FIG. 12, in operation S1210, the DU of the base station mayreceive an RRC connection resume request message from a UE. The UE maybe in the RRC_INACTIVE state.

In operation S1220, the DU of the base station may transmit an initialuplink RRC message transfer message including the RRC connection resumerequest message to a CU of the base station. The initial uplink RRCmessage transfer message may be transmitted to the CU in response to theRRC connection resume request message.

In operation S1230, the DU of the base station may receive a UE contextsetup request message including a list of a radio bearer to be set upfrom the CU. The UE context setup request message may be received fromthe CU in response to the initial uplink RRC message transfer message.

In addition, the DU of the base station may establish at least one radiobearer among radio bearers included in the list of the radio bearer tobe set up.

The list of the radio bearer to be set up may include an ID of the radiobearer to be set up. The radio bearer may be a data radio bearer (DRB)or a signaling radio bearer (SRB).

In operation S1240, the DU of the base station may transmit a UE contextsetup response message including a list of the established radio bearerto the CU. The UE context setup response message may be transmitted tothe CU in response to the RRC connection resume request message.

The established radio bearer may be a radio bearer admitted by the DUamong radio bearers to be set up. The list of the established radiobearer may include an ID of the established radio bearer.

The UE context setup response message may further include a list of afailed radio bearer. The failed radio bearer may be a radio bearerrejected by the DU among the radio bearers to be set up. The list of thefailed radio bearer may include an ID of the failed radio bearer.

Further, the DU of the base station may receive a downlink RRC messagetransfer message including an RRC connection resume message from the CU.The DU of the base station may transmit the RRC connection resumemessage to the UE. The DU of the base station may receive an RRCconnection resume complete message from the UE.

When the UE is reachable within a RAN-based notification area, it ispossible to skip receiving the UE context setup request message andtransmitting the UE context setup response message. When the CUdetermines to skip setting up UE context, it is possible to skipreceiving the UE context setup request message and transmitting the UEcontext setup response message.

FIG. 13 is a block diagram illustrating a wireless communication systemto which the present disclosure may be applied.

A UE 1300 includes a processor 1301, a memory 1302 and a transceiver1303. The memory 1302 is connected to the processor 1301, and storesvarious pieces of information for driving the processor 1301. Thetransceiver 1303 is connected to the processor 1301, and transmitsand/or receives radio signals. The processor 1301 implements proposedfunctions, processes and/or methods. In the above embodiment, anoperation of the user equipment may be implemented by the processor1301.

A DU of a base station 1310 includes a processor 1311, a memory 1312 anda transceiver 1313. The memory 1312 is connected to the processor 1311,and stores various pieces of information for driving the processor 1311.The transceiver 1313 is connected to the processor 1311, and transmitsand/or receives radio signals. The processor 1311 implements proposedfunctions, processes and/or methods. In the above embodiment, anoperation of the DU may be implemented by the processor 1311.

A CU of the base station 1320 includes a processor 1312, a memory 1322and a transceiver 1323. The memory 1322 is connected to the processor1321, and stores various information for driving the processor 1321. Thetransceiver 1323 is connected to the processor 1321, and transmitsand/or receives radio signals. The processor 1321 implements proposedfunctions, processes and/or methods. In the above embodiment, anoperation of the CU may be implemented by the processor 1321.

The processor may include an application-specific integrated circuit(ASIC), a separate chipset, a logic circuit, and/or a data processingunit. The memory may include a read-only memory (ROM), a random accessmemory (RAM), a flash memory, a memory card, a storage medium, and/orother equivalent storage devices. The transceiver may include abase-band circuit for processing a wireless signal. When the embodimentis implemented in software, the aforementioned methods can beimplemented with a module (i.e., process, function, etc.) for performingthe aforementioned functions. The module may be stored in the memory andmay be performed by the processor. The memory may be located inside oroutside the processor, and may be coupled to the processor by usingvarious well-known means.

Various methods based on the present specification have been describedby referring to drawings and reference numerals given in the drawings onthe basis of the aforementioned examples. Although each method describesmultiple steps or blocks in a specific order for convenience ofexplanation, the disclosure disclosed in the claims is not limited tothe order of the steps or blocks, and each step or block can beimplemented in a different order, or can be performed simultaneouslywith other steps or blocks. In addition, those ordinarily skilled in theart can know that the disclosure is not limited to each of the steps orblocks, and at least one different step can be added or deleted withoutdeparting from the scope and spirit of the disclosure.

The aforementioned embodiment includes various examples. It should benoted that those ordinarily skilled in the art know that all possiblecombinations of examples cannot be explained, and also know that variouscombinations can be derived from the technique of the presentspecification. Therefore, the protection scope of the disclosure shouldbe determined by combining various examples described in the detailedexplanation, without departing from the scope of the following claims.

What is claimed is:
 1. A method performed by a central unit (CU) of abase station in a wireless communication system, the method comprising:receiving, from a distributed unit (DU) of the base station, an initialuplink radio resource control (RRC) message transfer message comprisingan RRC connection resume request message; transmitting, to the DU, auser equipment (UE) context setup request message comprising a list ofone or more radio bearers to be setup and a radio link control (RLC)configuration related to the one or more radio bearers to be setup; andreceiving, from the DU, a UE context setup response message comprising alist of one or more established radio bearers.
 2. The method of claim 1,further comprising: establishing at least one radio bearer in the listof the one or more radio bearers to be setup.
 3. The method of claim 1,wherein the list of the one or more radio bearers to be setup comprisesa identifier (ID) of the one or more radio bearers to be setup.
 4. Themethod of claim 1, wherein the one or more established radio bearers areradio bearers admitted by the DU among the one or more radio bearers tobe setup.
 5. The method of claim 1, wherein the list of the one or moreestablished radio bearers comprise an identifier (ID) of the one or moreestablished radio bearers.
 6. The method of claim 1, wherein the UEcontext setup response message further comprises a list of one or morefailed radio bearers.
 7. The method of claim 6, wherein the list of theone or more failed radio bearers comprise a radio bearer rejected by theDU among the one or more radio bearers to be setup.
 8. The method ofclaim 6, wherein the list of the one or more failed radio bearerscomprise a identifier (ID) of the one or more failed radio bearers. 9.The method of claim 1, wherein the one or more radio bearers comprise atleast one of a data radio bearer (DRB) or a signalling radio bearer(SRB).
 10. The method of claim 1, further comprising: transmitting, tothe DU, a downlink RRC message transfer message comprising an RRCconnection resume message.
 11. The method of claim 1, wherein, when theCU determines to skip setting up a UE context, the transmitting of theUE context setup request message and the receiving of the UE contextsetup response message are skipped.
 12. A central unit (CU) of a basestation in a wireless communication system, the CU comprising: a memory;a transceiver; and at least one processor operatively coupled to thememory and the transceiver, wherein the at least one processor isconfigured to control the transceiver to: receive, from a distributedunit (DU) of the base station, an initial uplink radio resource control(RRC) message transfer message comprising an RRC connection resumerequest message, transmit, to the DU, a user equipment (UE) contextsetup request message comprising a list of one or more radio bearers tobe setup and radio link control (RLC) configuration related to the oneor more radio bearers to be setup, and receive, from the DU, a UEcontext setup response message comprising a list of one or moreestablished radio bearers.
 13. A method performed by a user equipment(UE) in a wireless communication system, the method comprising:transmitting, to a distributed unit (DU) of a base station, a radioresource control (RRC) connection resume request message; receiving,from the DU, an RRC connection resume message after a UE context setupprocedure; and transmitting, to the DU, an RRC connection resumecomplete message, wherein the UE context setup procedure is performedafter an initial uplink RRC message transfer message comprising the RRCconnection resume request message is transmitted from the DU to acentral unit (CU) of the base station, wherein, in the UE context setupprocedure, a UE context setup request message is transmitted from the CUto the DU and a UE context setup response message is transmitted fromthe DU to the CU, wherein the UE context setup request message comprisesa list of one or more radio bearers to be setup and a radio link control(RLC) configuration related to the one or more radio bearers to besetup, and wherein the UE context setup response message comprises alist of one or more established radio bearers.
 14. The method of claim13, further comprising: receiving, from the DU, an RRC connection resumemessage; and transmitting, to the DU, an RRC connection resume completemessage.
 15. The method of claim 13, wherein the UE is in an RRCinactive state.